General information
Entity
About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB)
Crédit Agricole CIB is the corporate and investment bank of the Crédit Agricole group, the 10th largest banking group in the world *.
We support major companies and financial institutions in their development and the financing of their projects.
As pioneers in responsible finance, social and environmental commitments are at the heart of our activities.
Joining our teams means working in a multicultural environment, both dynamic and stimulating, where you will contribute to developing a sustainable economy.
We support employees throughout their journey: you will develop your skills and access various mobility opportunities among the diversity of our businesses in more than 30 international locations.
Our culture is built on collaboration, innovation and openness, where everyone is valued and empowered.
By working every day in the interest of society, Crédit Agricole CIB aligns with the Group values committed to diversity and inclusion and placing people at the heart of all its transformations.
All our jobs are open to people with disabilities. We welcome applications from candidates of all backgrounds and experiences.
Ready to take part in our mission ?
*By balance sheet size - The Banker, Juillet 2025
Reference
2025-96525
Update date
12/02/2026
Job description
Business type
Types of Jobs - Compliance / Financial Security
Job title
Monitoring Compliance Officer - CASPL
Contract type
Permanent Contract
Expected start date
01/02/2025
Management position
No
Job summary
Within the Compliance Monitoring team, you are mainly responsible for :
- Assessing non-compliance risks by ensuring, through a risk-based approach, the proper application of financial market regulations, laws and codes;
- Performing compliance monitoring controls and/or spot checks
- Carry out compliance checks on MiFID, EMIR, ESMA, SFTR, PRIIPS, DFA regulations;
- Participate in the completion of the Compliance monitoring control plan: each Compliance Controller shall execute his/her controls and fill the related results into the dedicated spreadsheet;
- Participate in the control framework of employees who fall in scope of the DFA registration and register them within the CACIB AP list, maintain this list on a day-to-day basis and monitors it through monthly controls.
- Perform periodic consolidated reports, Key Production Indicators, and Management Indicators from the global Local Compliance Network, with a focus on Market activities monitoring.
- Participate in the consolidation of stakeholders’ contributions and communication of the finalized support to GMRC management.
Supplementary Information
Participate in the definition of dashboards and service management reports;
- Participate in ad-hoc requests, special projects, investigations or regulatory reviews;
- Participate in the drafting and maintenance of procedures and modernization of processes.
- Be involved, at your own level, in the dissemination of the Compliance culture, including in your interactions with the Business line and Compliance advisory.
Position location
Geographical area
Asia, India
City
MUMBAI
Candidate criteria
Minimal education level
Bachelor Degree / BSc Degree or equivalent
Academic qualification / Speciality
Minimum Bachelor’s degree (or equivalent) engineering school, business school, university courses, Law
Level of minimal experience
3-5 years
Experience
A minimum of 3 years / 5 years of professional experience
Required skills
Soft-Skills :
- Excellent analytical and research skills;
- Clarity and precision of written and oral communications;
- Ability to work in a team and with the business ;
- Ability to listen and synthesize
Technical skills required
Type of professional experience: experience in the Financial Markets environment is expected for this position in, Middle, Back-office or a specialist of controls such as a Permanent Controller or an Auditor
Business skills :
- Knowledge of market activities, products and processes ;
- Knowledge of some regulations such as MiFID, DFA, financial code (Global FX code, FMSB);
Would be a plus:
- Knowledge / past experience in controls;
- Corporate and Investment Banking business experience;
- A certain level of sensitivity to test automation and data engineering solutions
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