Compliance Officer – Compliance Governance and Framework

Vacancy details

General information

Entity

About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB)

Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking group worldwide in terms of balance sheet size (The Banker, July 2022).
8,600 employees in more than 30 countries across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial needs throughout the world.
Crédit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital market activities, investment banking, structured finance, commercial banking and international trade.
The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients.


For more information, please visit www.ca-cib.com

Twitter: https://twitter.com/ca_cib
LinkedIn: https://www.linkedin.com/company/credit-agricole-cib/

By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.   

Reference

2024-91682  

Update date

20/09/2024

Job description

Business type

Types of Jobs - Compliance / Financial Security

Job title

Compliance Officer – Compliance Governance and Framework

Contract type

Permanent Contract

Job summary

Summary:

 

Reporting to CACIB US Compliance’s Head of Governance and Ethics, the Compliance Officer will be in charge of implementing & maintaining CACIB US Compliance Governance Framework; acting as Secretary of the committees managed by CACIB US Compliance department and performing 2nd line of defense controls.

 

Key Responsibilities:

 

General

 

·         Secretary (schedule & take the minutes) of the Committees managed by CACIB US Compliance

o    US Compliance Management Committee

o    US Complex Transaction Committee

o    US New Activity Product Committee

o    US Disciplinary Committee

o    Americas Data Protection Council

o    Other as needed

·         Consolidate CPL opinion on the New Activity Product (NAP)

·         Maintain & update on a periodical basis following governance documents

o    Compliance US framework document

o    Compliance US owned charters

o    Compliance US Controls Inventory

o    Compliance US owned Policies & Procedures inventory

o    Compliance US organization chart

·         Perform follow-up actions plans related to:

o    CACIB US Compliance Committees

o    NAP

·         Perform Compliance controls as defined by Head Office and/or locally

 

Other

·         Assist the CACIB Compliance Management on the implementation of existing and/or new initiatives (Data Protection Organization, Ethics & Conducts program, etc.)

Any other assignment defined as a priority by CACIB Compliance Management

 

Salary Range: $120k - $150k

 

#LI-DNI

Position location

Geographical area

America, United States Of America

City

NEW YORK

Candidate criteria

Minimal education level

Bachelor Degree / BSc Degree or equivalent

Academic qualification / Speciality

College Degree

Level of minimal experience

6-10 years

Experience

5-10 years

Required skills

  • Analytical skills
  • Use of Word & Powerpoint
  • Highly organized; written skills
  • Knowledge on Compliance division mission statement and bank regulatory framework is a plus
  • Data aggregation tools, data visualization tools (PowerBI)
  • project management skills communication skills