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Moteur de recherche d'offres d'emploi Crédit Agricole CIB

Vice President/Director, Central Compliance APAC


Vacancy details

General information

Entity

About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB)

Crédit Agricole CIB is the corporate and investment banking arm of Credit Agricole Group, the 12th largest banking group worldwide in terms of tier 1 capital (The Banker, July 2021). Nearly 8,600 employees across Europe, the Americas, Asia-Pacific, the Middle East and Africa support the Bank's clients, meeting their financial needs throughout the world. Crédit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital markets activities, investment banking, structured finance, commercial banking and international trade. The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients.


For more information, please visit www.ca-cib.com

Twitter: https://twitter.com/ca_cib
LinkedIn: https://www.linkedin.com/company/credit-agricole-cib/
  

Reference

2022-68996  

Update date

19/05/2022

Job description

Business type

Types of Jobs - Compliance / Financial Security

Job title

Vice President/Director, Central Compliance APAC

Contract type

Permanent Contract

Management position

No

Job summary

** This position will be under the Employee Referral Program in Hong Kong.

 

Department: Compliance

 


Summary

The incumbent will be a part of the Hong Kong and APAC Central Compliance team, reporting to the Head of Central Compliance, APAC. He or she is expected to be an effective individual contributor with a high degree of subject matter expertise in regulatory compliance themes.

 

The Central CPL team will be connected with and support the Global CPL Head of Ethics & Advisory, Global CPL Head of ICBRC and CPL General Secretary. The primary areas of responsibility are the following:

 

  • Hong Kong regulatory compliance with a focus on managing relationship with the HKMA and SFC and implementation of regulatory projects/requirements;
  • Regional coordination and implementation of global projects/initiatives in APAC from Global CPL in Ethics & Advisory, ICBRC and General Secretary
  • Enhancement of Compliance framework in Hong Kong and APAC  


Key Responsibilities

 

Group Compliance

  • Support the Head of Central CPL, Local Compliance Officers (LCO) and Regional Compliance Officer, APAC.
  • Support the Head of Central CPL to maintain regular contact/communication with global colleagues with Ethics & Advisory, ICBRC and General Secretary.
  • Establish relationship with colleagues in other functions/departments including IGE, Legal, COO, GIT and business lines.
  • Collaborate with and support Central CPL team members (Director and Analyst)
  • Design and implement initiatives to enhance Compliance framework in Hong Kong. Support the Head of Central CPL and Director, Central CPL to coordinate among LCOs for implementation in the local offices in APAC. Examples:Annual Compliance Plan, Training Plan, Monitoring and Testing Plan, CPL governance and committees, Risk Assessment and CPL reporting (e.g., CPL KRI/KPI Dashboards etc)
  • Collaborate, support and coordinate in APAC on behalf of Global CPL on the implementation of group CPL projects. Collaborate and support APAC Financial Security and GMRC teams in implementation of group CPL projects that have transversal application.
  • Design and implement CPL governance texts (GT), policies and procedures (including enhancement of existing GT, policies and procedures). Execute gap assessments and other relevant requirements.
  • Execute CPL controls / testing / monitoring. Where needed, provide guidance to junior CPL colleagues.
  • Deliver CPL training to bank staff as instructor.

Hong Kong Regulatory Compliance

  • Act as one of key contact points for HKMA and SFC on daily BAU communication.
  • Collaborate with other Central CPL team members to coordinate implementation of projects and initiatives based on HKMA and SFC requirements.

 

Personal data provided by job applicants will be used strictly in accordance with the employer’s personal data policies, a copy of which will be provided immediately upon request.

 

La version française est disponible sur demande à votre RH locale

Position location

Geographical area

Asia, Hong Kong

City

HONG KONG

Candidate criteria

Minimal education level

Bachelor Degree / BSc Degree or equivalent

Academic qualification / Speciality

University graduate, preferably in a finance or accounting related discipline

Level of minimal experience

6-10 years

Experience

A minimum of 6-8 years’ regulatory compliance with financial institutions or other relevant experience

Required skills

  • Ability to address issues independently;
  • Self motivated and hardworking with a strong sense of commitment and responsibility;
  • Good interpersonal skills;

Technical skills required

  • Strong experience in programme management
  • Experience in managing regulatory projects
  • Strong analytical and problem solving skills;

Languages

Fluent in English and native language