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Moteur de recherche d'offres d'emploi Crédit Agricole CIB

Vice President, Compliance (Financial Security)**


Vacancy details

General information

Entity

About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB)

Crédit Agricole CIB is the corporate and investment banking arm of Credit Agricole Group, the 12th largest banking group worldwide in terms of tier 1 capital (The Banker, July 2020). Nearly 8,400 employees across Europe, the Americas, Asia-Pacific, the Middle East and Africa support the Bank's clients, meeting their financial needs throughout the world. Crédit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital markets activities, investment banking, structured finance, commercial banking and international trade. The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients.


For more information, please visit www.ca-cib.com

Twitter: https://twitter.com/ca_cib
LinkedIn: https://www.linkedin.com/company/credit-agricole-cib/
  

Reference

2020-51609  

Publication date

09/02/2021

Job description

Business type

Types of Jobs - Compliance / Financial Security

Job title

Vice President, Compliance (Financial Security)**

Contract type

Permanent Contract

Management position

No

Job summary

**This position will be under the Employee Referral Program in Hong Kong.
Department: Compliance

 

Summary
Financial Security (FS) is in charge of the overall Bank’s framework for identifying, mapping, preventing, controlling and reporting financial and associated crime risks: money laundering prevention, tax crime, fight against terrorist financing, observance of embargoes and external corruption.


The mission of the Asia Pacific Financial Security Hub (AP FS Hub) is to coordinate and support the Asia Pacific compliance teams so that their FS set-up are in line with Financial Security Head Office (FSHO) standards, and to be their spokesperson when necessary. The AP FS Hub covers the Asia Pacific entities where the Group is present: Australia, China, Hong Kong, India, Japan, South Korea, Singapore and Taiwan.


The AP FS Hub reports functionally to the Head of Financial Security, and hierarchically to Hong Kong Local Compliance Officer (LCO).


Key Responsibilities
OFAC Remediation Plan:
• In cooperation with CACIB Head Office Program Manager: coordinate the OFAC remediation plan follow-up for Asia Pacific, including onsite visits of the FED Independent Consultants.
Supervision:
1. Trainings:
• Participate in the FS trainings organization in collaboration with FSHO Set-up Supervision team.
• Create/update training modules content, perform on-site and off-site FS trainings, update the segmentation matrix and training plans.
2. Coordinate and perform quality checks on the EWRA exercises.
3. Responses to internal auditors: in the context of Global missions, coordinate Asia Pacific responses to internal auditors for regional requests/FS-related questions.
4. Responses to supervisory audit: provide first level guidance and answers related to FS global set-up and tools. Coordinate with FSHO in order to provide consistent answers.
5. Country Files: in co-operation with LCOs, maintain a Country File according to FSHO standards which describes the FS set-up in each country in the region.
6. KPIs: control KPIs high level consistency.

KYC Quality Control:
• Contribute to the overall Compliance control system by carrying out quality controls on Asia Pacific KYC files.
Business Support and Back-up:
• Provide business support to LCOs and Business Lines/Support Functions on FS matters.
• Handling of alerts (back-up/centralization) related to Screening (PEP/Sanctions), Filtering (L2), AML.

Projects Management:
• Regionally manage FSHO projects.

International:
• In cooperation with Head Office International Support Unit, participate in the assessment, remedial actions, support and trainings to Asia Pacific entities for FS-related matters.

Personal data provided by job applicants will be used strictly in accordance with the employer’s personal data policies, a copy of which will be provided immediately upon request.


La version française est disponible sur demande à votre RH locale

Position localisation

Geographical area

Asia, Hong Kong

City

HONG KONG

Candidate criteria

Minimal education level

Bachelor Degree / BSc Degree or equivalent

Academic qualification / Speciality

• Minimum education level: Bac + 5 / M2 / Msc
• Degree preferably in Finance from a Business school, Engineer school, or University

Level of minimal experience

3-5 years

Experience

• Minimum 6-7 years of working experience in Compliance or equivalent experience
• Good understanding of CACIB (organization, businesses and systems), CA Group knowledge required
• Experiences in international context

Candidate with less experience will also be considered.

Required skills

• Be confident in communicating with people at all levels
• Good judgment, alertness and common sense
• Self-motivated and excellent team player
• Strong perseverance and diligence towards attaining goals and effective time management
• Excellent communication, organizational and presentation skill
• Rigorous in his/her work

Technical skills required

• Knowledge of Financial Security processes
• Excellent analytical and synthesis skill
• Proficient with PC tools and applications

Languages

• Fluency in English and French (an advantage but not a must)