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Surveillance Analyst

Vacancy details

General information


About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB)

Crédit Agricole CIB is the corporate and investment banking arm of Credit Agricole Group, the 12th largest banking group worldwide in terms of tier 1 capital (The Banker, July 2021). Nearly 8,600 employees across Europe, the Americas, Asia-Pacific, the Middle East and Africa support the Bank's clients, meeting their financial needs throughout the world. Crédit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital markets activities, investment banking, structured finance, commercial banking and international trade. The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients.

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Job description

Business type

Types of Jobs - Compliance / Financial Security

Job title

Surveillance Analyst

Contract type

Permanent Contract

Job summary



Surveillance analyst is responsible for surveillance and monitoring of Capital Markets transactions, which include Foreign Exchange, Interest Rate Derivatives, Corporate and US Treasury Bond activity.  As part of the surveillance process this will include monitoring of electronic and voice communications of CACIB and CAS-USA staff.




Key Responsibilities


This Surveillance Analyst will:


·       Perform routine surveillance of transactions as well as electronic and voice communications to ensure compliance with applicable regulations and detect if any possible violations of policy, regulation and/or law have occurred. 

·       Conduct research by working with management utilizing surveillance tools to analyze potential breaches and gauge the severity of breaches. 

·       Report issues to management for further action. 

·       Maintain an audit trail of all investigations and maintain a database of search rules in an automated surveillance system.



Management and Reporting


The Surveillance Analyst reports directly to the CCO of CAS-USA/Head of Capital Markets Compliance in the Americas and ultimately to the Regional Compliance Officer for the Americas. 



Key Internal contacts



o    Legal department;

o    Audit department;

o    Risk departments;

o    Human Resources department;

o    Operations departments;

o    Information Technology departments; and

o    Various Front Office business lines.

Position location

Geographical area

America, United States Of America



Candidate criteria

Minimal education level

Bachelor Degree / BSc Degree or equivalent

Required skills


Strong analytic skills

Strong organizational skills

Team player                                        

Good presentation skills                    

Good writing skills                              

Good time management skills          

Detail oriented     

Capacity to cooperate / work across discipline                                             

Capacity to take on board the strategy of Credit Agricole CIB and participate in actions to deliver                     



Understanding of different investment banking products

French and Spanish proficiency

Technical skills required

Series 7 and 24 (or ability to obtain within the first year of employment).