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Moteur de recherche d'offres d'emploi Crédit Agricole CIB

Senior Compliance and Financial Security Officer


Vacancy details

General information

Entity

About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB)

Crédit Agricole CIB is the corporate and investment banking arm of Credit Agricole Group, the 12th largest banking group worldwide in terms of tier 1 capital (The Banker, July 2020). Nearly 8,400 employees across Europe, the Americas, Asia-Pacific, the Middle East and Africa support the Bank's clients, meeting their financial needs throughout the world. Crédit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital markets activities, investment banking, structured finance, commercial banking and international trade. The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients.


For more information, please visit www.ca-cib.com

Twitter: https://twitter.com/ca_cib
LinkedIn: https://www.linkedin.com/company/credit-agricole-cib/
  

Reference

2020-48813  

Publication date

30/09/2020

Job description

Business type

Types of Jobs - Compliance / Financial Security

Job title

Senior Compliance and Financial Security Officer

Contract type

Permanent Contract

Job summary

The Senior Compliance and Financial Security Officer will report directly to the Local Head of Compliance, with specific delegations on the following items:

 

Financial Security (Sanctions and Anti Money Laundering):

To provide opinions on clients according both to HO rules on KYC and Italian local requirements arising by Bank of Italy regulations and liaising also with Financial Security HO according to needs and internal procedures

To provide opinions on transactions, with particular focus on defence transactions and transactions involving entities or countries object of international sanctions, liaising with Financial Security HO according to needs and internal procedures

To provide advice to internal stakeholders on Financial Security / AML regulations, best practices and internal procedures

To manage in due time the Financial Security screening and filtering tools adopted by the bank

To perform enhanced investigations according to needs

Compliance Capital Markets/GMD:

To provide opinions on capital markets transactions, liaising with HO Business Compliance Advisory according to needs and internal procedures

To provide advice to internal stakeholders on Compliance Capital Markets regulations, best practices and internal procedures

To perform enhanced investigations according to needs

Authority and regulatory reporting:

Group Sanctions & AML Annual Risk Assessment exercises: to support the Local Head of Compliance in assessing the inherent risks, the controls performed and the residual risks (according to HO guidelines) and in compliance with the project requirements

Bank of Italy AML Annual Self-Assessment and AML annual report: to support the Local Head of Compliance in performing the exercise and drafting the report according to Bank of Italy requirements, also liaising, as the case may be, with the bank’s AML external consultant

Consob annual reports: to support the Local Head of Compliance in drafting the annual reports to be submitted to Consob

Compliance and Financial Security controls:

To perform period controls on Financial Security and Compliance Capital Markets topics according to HO quarterly control plan

To perform periodic controls on AUI according to local control plan defined with the Local Head of Compliance and/or according to ad-hoc projects

To perform ad-hoc controls on specific topics which may arise

To interact with internal stakeholders in the frame of ad-hoc requests and/or periodic controls

Procedures:

To analyze the procedures before their issuance, giving advice to the relevant departments and providing local Compliance and Financial Security sign-off if needed;

To recommend amendments to the procedures in place, after having explained and discussed the rationale

 

 

Position localisation

Geographical area

Europe, Italy

City

MILAN

Candidate criteria

Minimal education level

Postgraduate degree – MA/MSc/PhD/Doctorate or equivalent

Academic qualification / Speciality

University degree in Finance/Economics/Laws.

Level of minimal experience

6-10 years

Experience

At least 5 years of work experience in Compliance/Financial Security within international banks or financial services or investment companies

Required skills

• High level of confidentiality
• Proactivity
• Strong analytical and communication skills
• Strong team working

Technical skills required

• Adequate knowledge of most relevant regulations
• Good knowledge of investment bank products and services

Languages

Italian Mother tongue; English Fluent; French will be a plus