Moteur de recherche d'offres d'emploi Crédit Agricole CIB

Compliance Manager

Vacancy details

General information


About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB)

Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking group worldwide in terms of balance sheet size (The Banker, July 2022).
8,600 employees in more than 30 countries across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial needs throughout the world.
Crédit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital market activities, investment banking, structured finance, commercial banking and international trade.
The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients.

For more information, please visit




Update date


Job description

Business type

Types of Jobs - Compliance / Financial Security

Job title

Compliance Manager

Contract type

Permanent Contract

Expected start date


Management position


Job summary

Work with the Head of Compliance, India  in advising top management & other stakeholders on group & local regulatory matters pertaining to i) Financial Security [i.e. KYC / AML / CFT & International Sanctions], ii) Fraud prevention / Anti-corruption and iii) Customer Service / Complaints. Undertake monitoring / surveillance as appropriate & create staff awareness on these topics thereby contributing towards effective management of non-compliance risks / protecting the bank from potential regulatory violations.

For all business areas / divisions of the bank:

o Review & approve KYC requests involving high risk clients or those having Financial Security triggers.

o Provide Compliance advise as regards matters concerning Financial Security (FS), Fraud Prevention / Anti-corruption (FP) & Customer Service / Complaints (CS).

o Ensure that business policies & operational procedures embed the group & local regulatory requirements as relating to these matters. Monitor that such policies are reviewed on a periodic basis.

o Provide training covering group & local regulatory aspects as relating to these matters. Ensure update / distribution of related compliance policies & procedures (e.g. Compliance manual, KYC/AML/CFT policy etc.)

· Regulatory watch: Keep track of and disseminate timely advise on new / changing regulations concerning FS, FP and CS matters, as issued by the RBI or FIU or FEDAI or IBA or SEBI etc. & applicable from a group perspective as well. In this regard, contribute towards maintenance of an effective tracker on regulatory actionable/s and ensure effective follow up with stakeholders for implementation.

 · Fulfill the compliance monitoring / surveillance & reporting requirements (mainly relating to matters concerning FS, FP and CS) under various group policies & local regulatory guidelines (from RBI, FIU, FEDAI, IBA, BCSBI, SEBI etc.). In this regard, carry out local monitoring on red flag alerts & reporting of suspicion as advised by the FIU. Ensure control program / surveillance (including Data leakage prevention, Screening, AML & International Sanctions alert reviews) are timely and effectively executed.

·As Alternate Principal Officer & Nodal officer for Fraud reporting, work with the HC to ensure required regulatory disclosures, filings, reporting and to coordinate with Head Office (HO) & local regulatory authorities as it relates to KYC/ AML/ CFT or Frauds e.g. RBI, FIU etc. In this regard, engage / maintain operating relationships within relevant departments of the RBI / other regulators.

 · Ensure tracking & timely submission of reports, returns, correspondences etc. to HO and local regulators. Contribute effectively towards adequate preparation and presentation of periodic compliance reporting e.g. for RBS, Compliance Management Committee, Regional / HO reporting and local regulators.

· Assist with liaison and co-ordination with Regulators / HO. Also ensure effective support for the conduct of RBI reviews under RBS.

Position location

Geographical area

Asia, India



Candidate criteria

Minimal education level

Bachelor Degree / BSc Degree or equivalent

Academic qualification / Speciality

Chartered accountant/ Company Secretary/ MBA in Finance


Level of minimal experience

6-10 years


The role offers a comprehensive exposure within the keys areas of Financial Security [i.e. KYC/ AML/ CFT & International Sanctions], Fraud Prevention & Anti-corruption and Compliance surveillance which amongst others involves the use of analytical, investigative and communication skills. It envisages working independently with a progressive engagement with internal & external stakeholders. Consequently, the role provides a good platform for delivering value and enhancing competencies.

Required skills

Experience in working in Banking sector under Compliance and looking at KYC/ AML/ CFT & International Sanctions], Fraud Prevention & Anti-corruption and Compliance surveillance  

Technical skills required

Knowledge in Financial Security Risk Management, Fraud Prevention, Surveillance & Reporting in Compliance in Banking sector


English, Hindi