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Analyst, Compliance**

Vacancy details

General information


About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB)

Crédit Agricole CIB is the corporate and investment banking arm of Credit Agricole Group, the 12th largest banking group worldwide in terms of tier 1 capital (The Banker, July 2020). Nearly 8,400 employees across Europe, the Americas, Asia-Pacific, the Middle East and Africa support the Bank's clients, meeting their financial needs throughout the world. Crédit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital markets activities, investment banking, structured finance, commercial banking and international trade. The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients.

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Publication date


Job description

Business type

Types of Jobs - Compliance / Financial Security

Job title

Analyst, Compliance**

Contract type

Permanent Contract

Management position


Job summary

**This position will be under the Employee Referral Program in Hong Kong.
Department: Compliance



To assist the Global Business Compliance Manager in performing the compliance function covering capital market activities in CACIB Hong Kong and CASAL.


Key Responsibilities

  • Carry out day to day compliance work primarily for supporting capital markets business and operations;
  • Maintain compliance oversight; conduct compliance analysis and monitoring or review in accordance with the Compliance Plan, to ensure staff adhere to internal control and regulatory requirements;
  • Build and implement compliance policies, procedures and controls;
  • Review new business/activity proposals by the business or operations;
  • Monitor changes in the regulatory (including HKMA and SFC), and exchange rules (i.e. HKEX) impacting CASAL and compliance environment, analyse their impact on the business lines and operations and keep staff informed of relevant updates;
  • Provide training on regulatory requirements or compliance issues/procedures to staff;
  • Assist in periodic compliance reporting to senior management;
  • Help with ad hoc duties as assigned by other Compliance Managers or the Head of Compliance.


Personal data provided by job applicants will be used strictly in accordance with the employer’s personal data policies, a copy of which will be provided immediately upon request.

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Position localisation

Geographical area

Asia, Hong Kong



Candidate criteria

Minimal education level

Bachelor Degree / BSc Degree or equivalent

Academic qualification / Speciality

• University graduate, preferably in a finance or accounting related discipline

Level of minimal experience

0-2 years


• A minimum of 2 years' product compliance with financial institutions or other relevant experience

Required skills

• Strong analytical and problem solving skills;
• Ability to address issues independently;
• Self motivated and hardworking with a strong sense of commitment and responsibility;
• Good interpersonal skills

Technical skills required

• Knowledge of HKMA and SFC regulations and rules applicable to capital markets products


• Fluent in English and native language.